Client Compliance Manager
Risk & Compliance
Purpose of the role:
Our client is looking to recruit a Client Compliance Manager, to directly provide and/or coordinate a range of specialist services to support their clients in adherence with key Governance, Regulatory and Compliance standards in Jersey and internationally.
Support with completion of the Compliance Monitoring Programme (CMP) including Business Risk Assessment (BRA)
Assist with defining strategy and developing policies, procedures and controls to ensure robust arrangements for compliance with appropriate law and regulatory standards
Interpret and disseminate information about regulatory changes and adapt procedures, documents and compliance tools to accommodate these rule changes in relation to TCB/FSB and MSB
Manage relevant projects for clients when required
Manage certain key aspects of the relevant regulated persons relationships with the JFSC in liaison with the Head of Compliance/Key Person
Maintain oversight of the various registers as required by the JFSC and other regulators as appropriate
Proven experience in dealing with JFSC on Compliance issues within a regulated activity and a thorough knowledge of the application legislation and regulations
Ability to develop strong relationships with clients, intermediaries and colleagues
People management skills
JFSC Category B, Table 4/ 5 qualification or equivalent
Three to Five years experience working in a regulated environment of which at least three years within Compliance, Risk of Governance positions.
For more information please visit https://jobs.axalleine.je/job/client-compliance-manager-555.aspx.
« Return to Adverts