Monday 30 January 2023
Select a region

Client Compliance Manager

Risk & Compliance Enquire


Hours:Full Time

Full Description

Purpose of the role: Our clientis currently recruiting for a Client Compliance Manager, AIS who will provide and/or co-ordinate a range of specialist services to support Clients in adherence with key Governance, Regulatory and Compliance standards in Jersey and internationally. Responsibilities: To ensure comprehensive Governance, Regulatory and Compliance (GRC) arrangements are in place in accordance with Jersey Financial Services legislation framework primarily focusing on, Substance, Corporate Governance standards and regulated activities: Trust Company Business (TCB), Fund Services Business (FSB) and Money Service Business (MSB) Support with completion of the Compliance Monitoring Programme (CMP) including Business Risk Assessment (BRA) Assist with defining strategy and developing policies, procedures and controls to ensure robust arrangements for compliance with appropriate law and regulatory standards Interpret and disseminate information about regulatory changes and adapt procedures, documents and compliance tools to accommodate these rule changes in relation to TCB/FSB and MSB Manage relevant projects for clients when required Manage certain key aspects of the relevant regulated persons relationships with the JFSC in liaison with the Head of Compliance/Key Person.Submission of necessary ad hoc reports and regular periodic reports Skills required: JFSC Category B, Table 4/ 5 qualification or equivalent Three to Five years experience working in a regulated environment of which at least three years within Compliance, Risk of Governance positions Proven experience in dealing with JFSC on Compliance issues within a regulated activity and a thorough knowledge of the application legislation and regulations Ability to develop strong relationships with clients, intermediaries and colleagues

For more information please visit

« Return to Adverts

You have landed on the Bailiwick Express website, however it appears you are based in . Would you like to stay on the site, or visit the site?