Thursday 13 August 2020
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Head of Compliance IB

Compliance Enquire


Hours:Full Time

Full Description

This is a fantastic opportunity to join a small, growing and very friendly Wealth Management firm. This firm takes compliance very seriously indeed and you will be given the opportunity to make the role your own.

This is a senior hire and you will provide management and leadership as well as providing oversight of the firm to ensure it continues to meet its regulatory obligations. Effecting change where required, you will provide management with regular reports and represent Compliance at the Risk Committee and Executive Committee.

You will also assist the wider Group in developing policies and procedures, offering advice in respect of cross-border opportunities.

This role covers the Key Person function of Compliance Officer, but not MLRO or MLCO. This particular firm are also risk averse and compliance has the full backing of the Board.

Salary: 90k to 110k depending on experience + good benefits.

To see the full JD, contact Colin on 07797 844 521 or send your CV to directly where it will be treated in the strictest of confidence.

For more information please visit

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