Compliance Monitoring Assistant

Our client is looking for a Compliance Monitoring Assistant who will undertake compliance monitoring in accordance with the task driven schedule outlined in their Compliance Monitoring programme.

Some of the responsibilities include, but won't be limited to:

• Undertake compliance monitoring across the firm adhering to the timetable outlined in the Compliance Monitoring Programme 
• Undertake compliance monitoring to ensure alignment with regulatory and law society requirements
• To carry out ad hoc monitoring when required
• Determine compliance with internal policy and procedures
• Ensure that compliance monitoring testing is completed in a timely manner
• Accurately record all findings in the Compliance Monitoring Action Log

Ideal candidates should be working towards or hold the ICA Certificate in Anti-Money Laundering or Compliance (or equivalent) although this is not essential, you must be able to work with minimal supervision and to tight deadlines; 

For more information, or to see a full JD, please get in contact!