Monday 06 December 2021
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Compliance Monitoring Associate

Administration,Compliance,KYC / CDD,Compliance,Trust Enquire

 

Type:Contract
Hours:Full Time
Reference:40415
 

Full Description

Join the growing compliance team in a successful and expanding wealth management business, which prides itself on their supportive, diverse and inclusive workplace.

As an integral member of the compliance function, you will drive forward the implementation and development of the compliance monitoring programme and will work closely with members of the trust team and the investment team.

Ideally, you will be able to demonstrate a positive and hard-working attitude, be able to perform well under pressure and have good communication skills. Full time and part time hours will be considered.

Responsibilities will include:

  • Overseeing the compliance monitoring programme 

  • Considering the impact of policy and procedure changes on the compliance monitoring programme 

  • Communicating compliance monitoring findings and action points to the investment and trust teams 

  • Accurately maintaining various compliance and action point registers 

  • Collating monthly compliance monitoring reports for the MLCO, line managers and directors 

Experience and skills required:

  • Extensive compliance experience 

  • Good knowledge of the Jersey regulatory environment 

  • Strong organisational and time management skills 

  • Excellent communication and interpersonal skills 

  • A professional compliance qualification would be an advantage 

If youd like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

For more information please visit https://www.rowlands.co.uk/job/compliance-monitoring-associate.


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