Friday 15 October 2021
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Compliance Officer

Risk & Compliance Enquire


Hours:Full Time

Full Description

Purpose of the role: As the Head of Compliance, you will be responsible for managing a team of deputies and reviewers in maintaining an uncompromised adherence to financial regulation. Responsibilities: Ensuring compliance with applicable laws, service standards, company policies and procedures and agreed operational and control processes Using your own judgement to bring to the attention of the Directors any issues which you feel appropriate, in particular ensuring that concerns and identified risks are reported in a timely and effective manner Ensure on receipt of SARs & Production Orders matters are fully investigated and reported in a timely and efficient manner liaising with the JFSC and JFCU as necessary Submit compliance reports in accordance with the previous month/quarter compliance checks and review of registers Monitor Sanctions, updating sanction schedules and ensure staff are aware of circulars Keep updated with compliance and JFSC notices Provide guidance and support to ensure all CDD is completed promptly and in accordance with the firms Policy and Procedures Conduct reviews of new business take on and approval of high-risk business Skills required: A sound understanding of Trust and Corporate Services administration Preferably a minimum of 5 years experience in a similar role Relevant professional qualifications such as an ICA AML Diploma Ability to adapt and work to meet both team & business unit expectations Good IT systems knowledge Excellent administrative skills, high level of accuracy and attention to detail

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