Saturday 07 December 2019
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Manager, Controls and Testing, Trust and Funds

Compliance Enquire


Hours:Full Time

Full Description

CRS is delighted to be working with this well known financial services provider that is now seeking a Manager to take charge of the team undertaking controls testing and compliance monitoring. This will include designing and running controls testing and compliance monitoring for the TCB and FSB, to assess control effectiveness and monitor compliance with the local regulatory requirements.

Job Description

  • Assisting with development and prioritisation of annual controls testing and compliance monitoring plan
  • Undertaking or overseeing all aspects of controls testing and compliance monitoring undertaken by the team, including overseeing of outstanding actions, reporting and tracking to closure
  • Monitoring progress of plan and proposing adjustments where appropriate
  • Assist with preparations for JFSC inspections/company audit/compliance reports
  • Assist in preparing reports for executive management and the Board(s) of Directors
  • Where required, quality review submissions from other departments prior to being presented to Risk Committees
  • Assistance with provision of training to the wider business
  • People management, including regular appraisal and development meetings
  • Assisting with JFSCs risk-based supervision data collection, as required
  • Undertake / organise thematic reviews or project work and related reporting, as required
  • Conduct other such duties as may be required

Skills and Qualifications

  • Strong managerial skills; ability to prioritise work; manage and develop team members
  • Strong knowledge of administration services fund services, corporate and private client
  • Controls testing experience identifying controls, designing tests, reporting results
  • Broad understanding of legislative and regulatory requirements for TCB and FSB
  • Risk management awareness
  • Effective communication skills
  • Strong numeracy, written and IT skills spreadsheets, Powerpoint, Word
  • Strong academic background and relevant qualification(s)

Salary:Up to 60k depending on experience + Benefits

If you are interested in this role or would like to see the full Job Description, simply contact Colin on 767053 for an informal confidential chat, or email your CV in total confidence to

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