Saturday 24 August 2019
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Regulatory and Policy Compliance Manager

Compliance, Risk, Enquire


Hours:Full Time

Full Description

Providing a central control over all regulatory engagement and providing a risk / regulatory / policy compliance service to business lines across six jurisdictions for an international banking institution.

Main duties:

  • Coordinating all regulatory communications, providing advice and guidance on the shape and structure of the communications to ensure a precise delivery of the message
  • Creating and maintaining a regulatory heat map
  • Providing regular and ad hoc reporting
  • Anticipating potential risks or issues relating to upstream events, including reputational risk
  • Managing the Upstream Risk Framework
  • Engaging relevant stakeholders, ensuring the impact of regulatory or legislative developments and policy amendments are considered
  • Providing an advisory service to business on all assigned policies
  • Managing and leading a team of policy and compliance Subject Matter Experts

Skills, knowledge and expertise required:

  • Thorough understanding of policy frameworks and the ability to interpret these
  • Ability to deliver under strict and demanding deadlines
  • Strong written / verbal communication and organisational skills
  • Leadership / People Management experience is essential

If youd like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.

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