Monday 30 January 2023
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Senior Compliance Administrator

Finance Enquire


Hours:Full Time

Full Description

General Tasks:

  • Proactively promoting IQ-EQs pro-compliance culture.
  • Delivering objectives in line with local and Group policies, procedures and initiatives.
  • Building and maintaining effective relationships with internal and external stakeholders including professional advisors and other contacts.
  • Maintaining Compliance and Risk registers, producing reports, and interpreting the results.
  • Appropriately managing, and/or escalating risk issues and highlighting trends.
  • Proactively monitoring Compliance and Risk issues, including items on registers, to ensure records are up to date, matters are resolved, and to enable timely reporting.
  • Acting in a Compliance advisory capacity on matters relating to Policies, Procedures, Systems and Controls.
  • Circulating updates and notifications to all staff then monitoring and recording responses, where applicable.
  • Supporting compliance and risk-related projects within the business.
  • Acting as a role model through effective, positive behaviour that engenders an environment of trust, teamwork, and collaboration.
  • Mentoring and developing junior colleagues.

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