Wednesday 08 July 2020
Select a region

Senior Risk & Compliance Manager FSB

Compliance Enquire


Hours:Full Time

Full Description

Do you have a background in funds, trust or investment business compliance? This is a fantastic opportunity to join this small Fund Manger, who are now seeking a senior candidate to take on the role of Risk and Compliance Manager. This is a senior hire and the successful candidate will be a Key Person and form part of the Span of Control.

Working as part of a small friendly team you will report directly to the Managing Director. Operating with a great deal of autonomy you will be given the freedom to make the changes you feel necessary, along with the ability to make the role your own. This really is a great opportunity.

Job Description

  • Managing risk and ensuring the company meets its regulatory responsibilities
  • Maintenance of the corporate governance framework
  • Analysis of risks facing the business
  • Providing risk reports and the monitoring of KRIs
  • Maintenance of the RCSA
  • Declarations to the JFSC
  • Updating policies and procedures
  • Undertake testing of adherence to policies and compliance controls
  • Responsibility for FATCA and CRS reporting
  • Undertake the roles of MLRO, MLCO and Compliance Officer
  • To attend Board meetings and provide advice and guidance to the Board
  • Act as principal point of contact with the JFSC and JFCU
  • Maintenance of the various regulatory registers
  • Maintenance of CPD requirements
  • Provide support with regard to the oversight of the day to day business operations

Experience and Qualifications

Whilst mainly funds based, this role would suit someone with a background in trust or investment business as full training will be given.

  • Minimum of 10 years experience in a similar role
  • Relevant qualification
  • Thorough understanding of the regulatory regime in Jersey
  • Sound understanding of investment management and fund admin
  • Excellent communication skills

Salary: Commensurate with holding Key Person positions + benefits

If you are interested in this fantastic opportunity, please contact Colin on 767053 for an informal confidential chat. Alternatively, email your CV in total confidence to

For more information please visit

« Return to Adverts

You have landed on the Bailiwick Express website, however it appears you are based in . Would you like to stay on the site, or visit the site?