It has been cited as the best way to keep on top of regulatory requirements in the industry.
“The key objective of monitoring compliance is to focus a firm’s finite resources on the areas that present the greatest perceived risk of non-compliance,” said Amanda de Carteret.
“Having a robust approach to compliance monitoring supports good corporate governance.”
Ms de Carteret was joined by Dawn Sealey and Paul Robinson during the session, utilising a wealth of experience between them to provide up-to-date training.
“Ultimately compliance monitoring should be a priority for regulated businesses as it makes good business sense to be compliant with regulatory obligations,” said Ms de Carteret.
Pictured top: Left to right; Amanda de Carteret, Paul Robinson and Dawn Sealey.
