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Compliance Analyst

Banking Enquire

Type:

Full Time

Full Description

Purpose of the role: The purpose of this role is to provide support to the Compliance Manager with a variety of compliance activities. The role will involve supporting a diverse range of issues that require a pragmatic and communicative problem solver who can think laterally.

Compliance responsibilities of the job holder:
·        To provide support to the Goldmoney teams with all compliance related issues and queries in a timely manner; ·        To assist with general compliance tickets in a timely manner and to escalate critical matters to the Compliance Manager;
·        To assist with carrying out daily AML World Check screening analysis and update records accordingly;
·        To maintain the compliance registers:
o   Breaches register; Complaints register;
o   Declined business register; Exceptions register;
o   Material failures register; Metal payments register;
o   PEP register; Risk Trigger Events register.
·        To carry out ad-hoc monthly “spot check” monitoring of customer Holdings, as identified by the Compliance Manager;
·        To assist with reviewing all sanctions lists applicable to Goldmoney, including States of Jersey, HM Treasury, EU, UN, OFAC, DFAT, and OSFI and make recommendations for changes to the Head of Compliance;
·        To provide support with annual reviews of higher risk Holdings;
·        To assist with all compliance project work as and when required;
·        To continuously develop knowledge of all money laundering, terrorist financing, sanctions, and general compliance updates applicable to Goldmoney;
·        To provide support with ensuring that all compliance policies, manuals and procedures and are adhered to;
·        To provide support with compliance training to ensure that all Goldmoney staff are aware of the compliance procedures and their responsibilities.

Personal skills and attributes
·        Methodical and detail oriented;
·        Proactive and solution orientated;
·        Excellent oral and written communication skills including a heightened ability to develop rapport with colleagues and to deliver sound advice;
·        Ability to meet deadlines;

Education and Experience
·    Compliance and monitoring;
·    General compliance knowledge including specifically knowledge of KYC/AML practices;
·    A minimum of 1 year of relevant industry experience;
·    Excellent written communication skills including report and policy/procedure writing;
·    Excellent Microsoft word skills.