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Compliance Manager

Compliance Enquire

Type:

Full Time

Full Description

Seeking a 'hands-on' and pragmatic individual to support our Compliance Officer at Alexander Forbes Offshore, a professional advice firm for pensions, investments and protection.

To support the Compliance Manager / Money Laundering Compliance Officer through liaison with the Business and Senior Management Team to deliver an effective and consistent compliance programme to cover all aspects of regulatory and AML/CFT compliance for AFO entities. To provide cover for the Compliance Officer / Money Laundering Compliance Officer in their absence and act as a nominated Deputy Money Laundering Reporting Officer.

To manage and undertake day to day compliance activities as required.

Key Performance Areas
•        Contributing to the operation and maintenance of the AFO compliance framework and liaising with the business areas to achieve and ensure adherence;
•        Supporting and working with the Compliance Officer and, where necessary, other compliance areas across the wider AF group to ensure compliance with the wider AFO and AF Group compliance, risk and AML/CFT frameworks; •        Keeping up to date with industry best practice, developments and changes in regulatory requirements/guidance, and ensuring that internal compliance procedures are devised or adapted as required to meet any resulting impact identified;
•        Ensuring all new staff receive initial AML/CFT training and are inducted in AFO’s compliance process, procedures and standards;
•        Preparing comprehensive reports on outcomes from the Compliance Monitoring Programme:

Education and Experience

First Degree preferred (not essential)
Relevant professional qualification(s) e.g. ICA

· 5 to 7 years relevant experience

Knowledge and Skills

Codes of Practice – detailed knowledge.
Money Laundering Jersey Order / AML-CFT Handbook – detailed knowledge.
Applicable Laws – working knowledge, including the Data Protection (Jersey) Law 2018
Proficient in Office 365 - specifically competency in excel
Good written and oral communication skills

Business understanding

Investment business – provision of investment advice.
Funds services business – collective investment fund management.
Pensions administration.
Employee benefits and risk – GIMB business.

Competencies ·
Self-starter with good inter-personal skills able to influence and encourage compliance culture and awareness.
Ability to see the wider picture, provide tangible support to the CO / MLCO and data protection team to ensure effective and consistent compliance to local applicable laws and in furtherance of AFO and AF Group goals and objectives.
Client on-boarding and new business risk assessment
Compliance Monitoring
Reviewing/drafting policies and procedures
AML/CFT and data protection awareness training

A competitive salary and benefit package commensurate with skills and experience. Please send your CV and letter of application to the Compliance Officer - Keith Ponter at Alexander Forbes Offshore.