Full Description

Working as a Compliance Monitoring Officer for our client, you will be primarily responsible for supporting their compliance monitoring programme (CMP). The compliance monitoring officer will help to construct the monitoring programme with the support and agreement of the Compliance Monitoring Manager, The Head of Compliance and the Board of Directors to carry out compliance testing and provide reports to the Compliance Monitoring Manager, the Compliance Officers and/or Head of Compliance regarding any observations, findings, recommendations for remediation or any breaches identified.

 Your key accountabilities will include, but are not limited to:

• Assisting with the drafting of Compliance Monitoring Tests.
• Performing monitoring reviews examining operational processes.
• Maintain sufficient records to support findings and observations.
• Reporting to management on levels of Compliance, highlighting any issues arising from specific monitoring activity.
• Provide clear succinct written reports that clearly identify breaches of regulation and their root cause.
• Providing advice and guidance to the business on necessary actions to achieve regulatory compliance, addressing any issues arising from monitoring reports.
• Sharing Compliance expertise with the team, providing support, guidance and training when needed.

Ideal candidates will have 3+ years experience in a Compliance or Audit role, ideally involving performing monitoring reviews and have a  good working knowledge of current regulations and the JFSCs expectations applicable to TCB, FSB and IB business in Jersey. You will need to have an appropriate qualification (ideally ICA, STEP or ICSA Diploma qualified).

For more information please get in touch!

For more information please visit https://careers.asl-jersey.co.uk/careers/job/34241.

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