Sunday 25 October 2020
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Compliance Associate

Compliance, Administration, KYC/CDD, Finance, Finance Operations, Funds, Compliance, Trust, Compliance, Enquire


Hours:Full Time

Full Description

An unrivalled opportunity for a compliance professional to work in a stimulating environment within a global advisory firm, where you will support the compliance team in ensuring it complies with its regulatory obligations under the Guernsey and Jersey anti-money laundering regulations and enjoy an attractive remuneration package.

This is a fantastic opportunity to be part of a small team in a professional services organisation, offering an attractive remuneration package including competitive salary, annual leave along with opportunities to develop your individual talents.

Working within an open-plan environment which fosters a friendly and relaxed atmosphere, this global organisation ensures a strong network between different business lines whilst providing a comfortable and inspiring place to work.

Responsibilities will include:

  • Conducting monthly sample testing of AML/CDD records for new and existing business for all lines of service in line with the approved compliance monitoring plan
  • Drafting information on findings for inclusion in relevant monthly reports for review by Manager/Senior Manager in preparation for the Partners/leadership team
  • Assisting with the review of higher risk client reviews by the business, monitoring responses and completion and providing updates to the Manager/Senior Manager in the compliance team
  • Carrying out checks and reviews in accordance with internal procedures based on sanctions updates received from relevant sources
  • Conducting PEP reviews including reviews of CDD to ensure enhanced due diligence was completed in line with procedure

Experience and skills required:

  • Good knowledge and understanding of the Jersey and Guernsey AML regulatory requirements and how to apply them in practice for new and existing clients
  • Preferably have worked in a compliance environment and/or in a client take on role which included the requirement to comply with Jersey/Guernsey AML/CDD regulatory requirements
  • Good organisational, prioritisation and communication skills
  • Confidence in dealing with staff of all grades and seniority

If youd like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.

For more information please visit

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